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    Since the enactment of ERISA (The Employee Retirement Income Security Act of 1974) there have been more than one dozen major pieces of legislation impacting the design and operation of retirement plans. And with recent legislation such as EGTRRA and Sarbanes-Oxley, the complexity of 401(k) plans has never been greater.

    Creation of Investment Policy Statements and detailed Investment Analysis Reports are just some of the ways Principled Advisors' compliance expertise helps to protect plan fiduciaries and executives from potential DOL and IRS penalties, as well as ERISA and employee civil litigation.
     
     
     
     
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